-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HiyKxrZGvO2Pthn1xYWU17sGej2R8YGSXc8wxoTrr8NG7sUm/5T54TWhdKp12HzE CK4ofxHSSzy/spilYXRdZA== 0000947871-10-001025.txt : 20101028 0000947871-10-001025.hdr.sgml : 20101028 20101028061535 ACCESSION NUMBER: 0000947871-10-001025 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20101028 DATE AS OF CHANGE: 20101028 GROUP MEMBERS: COMPAGNIE GERVAIS DANONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WIMM-BILL-DANN FOODS OJSC CENTRAL INDEX KEY: 0001165429 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 8880 [8880] IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-82947 FILM NUMBER: 101146234 BUSINESS ADDRESS: STREET 1: 16 YAUZSKY BLVD CITY: RUSSIAN STATE: U2 ZIP: 00000 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GROUPE DANONE CENTRAL INDEX KEY: 0001048515 STANDARD INDUSTRIAL CLASSIFICATION: FOOD & KINDRED PRODUCTS [2000] IRS NUMBER: 000000000 STATE OF INCORPORATION: I0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 17 BOULEVARD HAUSSMANN CITY: PARIS, FRANCE STATE: I0 ZIP: 75009 BUSINESS PHONE: 33144352020 MAIL ADDRESS: STREET 1: 17 BOULEVARD HAUSSMANN CITY: PARIS, FRANCE STATE: I0 ZIP: 75009 SC 13D/A 1 ss103981_sc13da.htm SCHEDULE 13D (AMENDMENT NO. 9)
 


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
SCHEDULE 13D
 
Under the Securities Exchange Act of 1934
(Amendment No. 9)*
 
WIMM-BILL-DANN FOODS OJSC 

(Name of Issuer)
 
Ordinary Shares, par value 20 Russian Rubles per Ordinary Share, and
American Depositary Shares, each representing one-fourth of one Ordinary Share 

(Title of Class of Securities)
 
97263M109 (AMERICAN DEPOSITARY SHARES) 

(CUSIP Number)
 
Franck Riboud
Danone
17, Boulevard Haussmann
75009 Paris, France
Tel: +33 1 4435 2020 

(Name, Address and Telephone Number of Person Authorized
 to Receive Notices and Communications)
 
October 26, 2010 

(Date of Event Which Requires Filing of this Statement)
 
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because § 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g) check the following box o.
 
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits.  See § 240.13d-7(b) for other parties to whom copies are to be sent.
 
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
 
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 


 
 
 
 
SCHEDULE 13D/A
 
CUSIP No.  97263M109
 
Page 2 of 7 Pages
         
1
NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS OF ABOVE PERSONS (ENTITIES ONLY)
 
Danone
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) x
(b) o
 
  
3
SEC USE ONLY
 
 
4
SOURCE OF FUNDS (See Instructions)
 
WC
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
 
 
o
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
France
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7
SOLE VOTING POWER
 
NOT APPLICABLE
8
SHARED VOTING POWER
 
0 Ordinary Shares (including Ordinary Shares underlying ADSs) (See Item 5)
9
SOLE DISPOSITIVE POWER
 
NOT APPLICABLE
10
SHARED DISPOSITIVE POWER
 
0 Ordinary Shares (including Ordinary Shares underlying ADSs) (See Item 5)
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
0 Ordinary Shares (including Ordinary Shares underlying ADSs) (See Item 5)
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
 
 
o
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
0% (See Item 5)
14
TYPE OF REPORTING PERSON
 
CO
 
 
Page 2 of 7 Pages

 
 
 
SCHEDULE 13D/A
 
CUSIP No.  97263M109
 
Page 3 of 7 Pages
         
1
NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS OF ABOVE PERSONS (ENTITIES ONLY)
 
Compagnie Gervais Danone
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) x
(b) o
 
  
3
SEC USE ONLY
 
 
4
SOURCE OF FUNDS (See Instructions)
 
WC
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
 
 
o
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
France
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7
SOLE VOTING POWER
 
NOT APPLICABLE
8
SHARED VOTING POWER
 
0 Ordinary Shares (including Ordinary Shares underlying ADSs) (See Item 5)
9
SOLE DISPOSITIVE POWER
 
NOT APPLICABLE
10
SHARED DISPOSITIVE POWER
 
0 Ordinary Shares (including Ordinary Shares underlying ADSs) (See Item 5)
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
0 Ordinary Shares (including Ordinary Shares underlying ADSs) (See Item 5)
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
 
 
o
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
0% (See Item 5)
14
TYPE OF REPORTING PERSON
 
CO
 
 
Page 3 of 7 Pages

 
 
Item 1.
Security and Issuer.
 
This Amendment No. 9 (this “Amendment No. 9”) amends the Statement on Schedule 13D filed with the Securities and Exchange Commission on September 18, 2001 by the Reporting Persons, as amended by Amendment No. 1 thereto filed with the Securities and Exchange Commission on June 17, 2003, Amendment No. 2 thereto filed with the Securities and Exchange Commission on November 21, 2003, Amendment No. 3 thereto filed with the Securities and Exchange Commission on December 21, 2004, Amendment No. 4 thereto filed with the Securities and Exchange Commission on October 18, 2005, Amendment No. 5 thereto filed with the Securities and Exchange Commission on November 13, 2006, Amendment No. 6 thereto filed with the Securities and Exchange Commission on June 28, 2007, Amendment No. 7 the reto filed with the Securities and Exchange Commission on June 18, 2010 and Amendment No. 8 thereto filed with the Securities and Exchange Commission on August 12, 2010 (such Statements as so amended, being the “Schedule 13D”).  This Amendment No. 9 is filed with respect to the ordinary shares, par value 20 Russian Rubles per ordinary share (the “Ordinary Shares”), of Wimm-Bill-Dann Foods OJSC, a joint stock company organized under the laws of the Russian Federation (the “Issuer”), having its principal executive offices at 16/15 Yauzsky Boulevard, Moscow 10928, Russian Federation.  The Ordinary Shares are traded on the New York Stock Exchange through an American Depositary Share facility in which four American Depositary Shares of the Issuer (the “American Depositary Shares” or “ADSs”) represent one Ordinary Share.  Each reference in this Statement to Ordinary Shares refers also (where applicable) to the corresponding American Depositary Shares representing such Ordinary Shares.  Capitalized terms not otherwise defined herein have the meanings ascribed to them in the Schedule 13D.  Information in the Schedule 13D remains in effect except to the extent it is amended by the information contained in this Amendment No. 9.  This Amendment No. 9 is a final amendment to the Schedule 13D and constitutes an “exit” filing with respect to the Schedule 13D by the Reporting Persons.
 
Item 4. 
Purpose of Transaction.
 
Item 4 of the Schedule 13D is hereby amended and supplemented by deleting the final sentence thereof and adding the following at the end thereof:
 
On August 11, 2010, Compagnie Gervais Danone SA (“CGD”) entered into a Sale and Purchase Agreement (the “SPA”) with Limited Liability Company “Wimm-Bill-Dann Finance” (“WBD Finance”), pursuant to which CGD agreed to sell or procure the sale of, and WBD Finance agreed to procure the purchase by Dicastor Holdings Limited (the “Purchaser”) of, 3,725,000 Ordinary Shares (the “Sale Shares”) and 17,421,200 ADSs (the “Sale ADSs” and , together with the Sale Shares, the “Sale Securities”), subject to the terms and conditions of the SPA.  On October 26, 2010, CGD completed the sale of all of its remaining Sale Securities to WBD Finance and the Purchaser in accordance with the terms and conditions of the SPA.  As a result, the Reporting Persons ceased to have beneficial ownership of the Sale Securities as of such date.
 
Item 5. 
Interest in Securities of the Issuer.
 
Item 5 of the Schedule 13D is hereby amended and restated in its entirety as follows:
 
 
Page 4 of 7 Pages

 
 
(a)-(b)  As of October 26, 2010, the Reporting Persons own no Ordinary Shares.
 
(c)  To the knowledge of the Reporting Persons, except as described in this Amendment No. 9, none of the Reporting Persons, nor any person referred to in Exhibit I beneficially owns, or has acquired or disposed of any Ordinary Shares during the past 60 days.
 
(e)  The Reporting Persons ceased to be beneficial owners of five percent (5%) or more of Ordinary Shares of the Issuer on October 26, 2010.
 
Item 6. 
Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.
 
Item 6 of the Schedule 13D is hereby amended and restated in its entirety as follows:
 
Except for any rights of the parties under the SPA in respect of post-closing matters, upon the closing of the purchase and sale of the Ordinary Shares, the parties have fulfilled or waived all obligations with respect to the securities of the Issuer in accordance with the terms and conditions of the SPA.
 
Except as described above or elsewhere in this Statement or incorporated by reference in this Statement, there are no contracts, arrangements, understandings or relationships (legal or otherwise) between any of the Reporting Persons or, to the best of their knowledge, any of the persons named in Exhibit I to this Statement or between any of the Reporting Persons and any other person or, to the best of their knowledge, any person named in Exhibit I to this Statement and any other person with respect to any securities of the Issuer, including, but not limited to, transfer or voting of any securities, finder’s fees, joint ventures, loan or option arrangements, puts or calls, guarantees of profits, division of profits or losses, or the giving or withholding of proxies.
 
Item 7. 
Materials to be Filed as Exhibits.
 
1.
Directors and Officers of Danone and Compagnie Gervais Danone
   
2.
Joint Filing Agreement, dated as of October 27, 2010
 
 
 
 
Page 5 of 7 Pages

 
 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
Dated:
 
October 27, 2010 DANONE  
     
     
  By:  /s/ Emmanuel Faber  
    Signature  
       
  Name:  Emmanuel Faber  
       
  Title:
Deputy General Manager
 
 
 
   COMPAGNIE GERVAIS DANONE  
     
     
  By:  /s/ Damien Leclerc  
    Signature  
       
  Name: 
Damien Leclerc
 
       
  Title:
Deputy General Manager
 
 
 
 
 
 
Page 6 of 7 Pages

 
 
EXHIBIT INDEX
 
 
Exhibit No.
Description
 
Exhibit I
Directors and Officers of Danone and Compagnie Gervais Danone
 
Exhibit II
Joint Filing Agreement, dated as of October 27, 2010

 
 
 
 

 
 
 
 
 
Page 7 of 7 Pages



 
 
EX-99.1 2 ss103981_ex9901.htm DIRECTORS AND OFFICERS OF DANONE AND COMPAGNIE GERVAIS DANONE
 
EXHIBIT I
 
Danone
 
Name
Residence/
Business
Address
Position with the Reporting Person
and Principal Occupation
Citizenship
Franck Riboud
Danone
17, Boulevard Haussmann
75009 Paris
France
 
Director
Chairman and Chief Executive Officer of Danone
 
French
Bruno Bonnell
Robopolis
11 Avenue Albert Einstein
69100 Villeurbanne
France
 
Director
Chairman of  Sorobot SAS
 
French
Michel David-Weill
Eurazeo
32 rue de Monceau
75008 Paris
France
 
Director
Chairman  of the Supervisory Board of Eurazeo
 
French
Emmanuel Faber
Danone
17, Boulevard Haussmann
75009 Paris
France
 
Director
Deputy General Manager of Danone
 
French
Richard Goblet d’Alviella
Sofina
Rue de l’Industrie, 31
B-1040 Brussels
Belgium
 
Director
Vice Chairman and Deputy Director
of Sofina SA
 
Belgian
Bernard Hours
Danone
17, Boulevard Haussmann
75009 Paris
France
 
Director
Deputy General Manager of Danone
 
French
Yoshihiro Kawabata
Yakult Honsha Co, Ltd
1-19 Higashi – Shinbashi
1 Chome, Minato-Ku
Tokyo, 105
8660 Japan
 
Director
Senior Managing Director of
Yakult Honsha Co, Ltd
Japanese
 
 
Page 1 of 3 Pages

 
 
Christian Laubie
8 Rue Guynemer
75006 Paris
France
 
Director
Member of the Collège du Haut Conseil
 du Commissariat aux Comptes
French
Jean Laurent
CALYON
9, quai du Président Paul Doumer
92400 Courbevoie
France
 
Director
Chairman of the pole de
Compétitivité Finance Innovation
 
French
Hakan Mogren
Investor AB
Arsenalsgatan 8 C
S-103 32 Stockholm
Sweden
 
Director
Company Director
 
Swedish
Jacques Nahmias
Petrofrance SA
42, avenue Raymond
Poincaré
75116 Paris
France
 
Director
Chairman and Chief Executive Officer of Petrofrance SA
 
French
Benoît Potier
L’Air Liquide SA
75, Quai d’Orsay
75007 Paris
France
 
Director
Chairman and Chief Executive
Officer of L’Air Liquide SA
 
French
Guylaine Saucier
Groupe Gérard Saucier Ltée
1000 Rue de la Gaucherière, Ouest
Bureau 2500
Montréal,
Qc H3B OA2
Canada
 
Director
Company Director
Canadian
Jacques Vincent
Danone
17, Boulevard Haussmann
75009 Paris
France
 
Director
Vice Chairman of the Board of
Directors of Danone
French
 
 
 
 
Page 2 of 3 Pages

 

Compagnie Gervais Danone
 
Name
Residence/
Business
Address
Position with the Reporting Person
and Principal Occupation
Citizenship
Pierre-André Terisse
Danone
17, Boulevard Haussmann
75009 Paris
France
 
Director
Chairman of the Board of Directors
of Compagnie Gervais Danone
Chief Financial Officer of Danone
French
Christophe Bombled
Danone
17, Boulevard Haussmann
75009 Paris
France
 
Director
General Manager of Compagnie Gervais Danone
Vice President Corporate Finance of Danone
 
French
Damien Leclerc
Danone
17, Boulevard Haussmann
75009 Paris
France
 
Director
Deputy General Manager of Compagnie Gervais Danone
Vice President Group Financial Controlling
 
French
Cécile Cabanis
Danone
17, Boulevard Haussmann
75009 Paris
France
 
Corporate Representative of Danone, Director
Co Vice President Finance Fresh Dairy Products of Danone
 
French

 
 
 
 Page 3 of 3 Pages

EX-99.2 3 ss103981_ex9902.htm JOINT FILING AGREEMENT
 
EXHIBIT II
 
JOINT FILING AGREEMENT
 
The undersigned hereby agree that the Statement on Schedule 13D, dated October 26, 2010 (the “Schedule 13D”), with respect to the Ordinary Shares, par value 20 Russian Rubles and American Depositary Shares, four American Depositary Shares representing one Ordinary Share, per share, of Wimm-Bill-Dann Foods OJSC is, and any amendments thereto executed by each of us shall be, filed on behalf of each of us pursuant to and in accordance with the provisions of Rule 13d-1(a) under the Securities Exchange Act of 1934, as amended, and that this Agreement shall be included as an Exhibit to the Schedule 13D and each such amendment.  Each of the undersigned agrees to be responsible for the timely filing of the Schedule 13D an d any amendments thereto, and for the completeness and accuracy of the information concerning itself contained therein.  This Agreement may be executed in any number of counterparts, all of which taken together shall constitute one and the same instrument.
 
IN WITNESS WHEREOF, the undersigned have executed this Agreement as of the 27th day of October, 2010.
 

 
  DANONE  
     
     
  By:  /s/ Emmanuel Faber  
  Name:  Emmanuel Faber  
  Title:
Deputy General Manager
 
 
 
   COMPAGNIE GERVAIS DANONE  
     
     
  By:  /s/ Damien Leclerc  
  Name: 
Damien Leclerc
 
  Title:
Deputy General Manager
 
 
 
 
 
 
 
 Page 1 of 1 Pages

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